• Listing Rules


In accordance with the requirements of the Corporations Act, APX has Operating Rules for its market. Its current Operating rules comprise Listing Rules and Business Rules.The Business Rules are currently being revised and updated Business rules governing participants and trading on the APX market will be available in early 2012.

APX has recently completed updates and revisions to its Listing Rules and these took effect from 10 November 2011.

There follows details of each chapter of the current APX Listing Rules. A full set of the new Listing Rules is also available for download and print in PDF format.

ChaptersTable of Contents Get Adobe Reader
1 Interpretation Rules
     56K
2 Definitions
     170K
3 Sponsors
     62K
4 Admission As A Listee
     123K
5 Quotation of Securities
     93K
6 Rights and Obligations attached to Securities
     109K
7 Constitutions
     33K
8 Restrictions on New Issues of Securities
     144K
9 Buy Back and Forfeiture
     46K
10 Reorganisations
     58K
11 Continuous Disclosure
     35K
12 Other Continuing Obligations
     136K
13 Compliance with and Enforcement of these Rules
     33K
14 Trading Halts and Suspensions
     72K
15 Financial Information
     60K
16 Major Transactions
     19K
17 Transactions with Related Parties
     79K
18 Directors
     47K
19 Meetings
     89K
20 Transfers and Registration
     79K
21 Restricted Securities
     46K
22 Sanctions
     19K
23 Rule Enforcement Proceedings-Sponsors
     33K
24 Review Panel
     48K
25 Fees
     31K
26 General
     47K
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APPENDICES
AppendixDescription 
3-1 Miscellaneous Responsibilities of a Sponsor
     31K
3-3 Sponsor's Confirmation of Independence
     320K
3-4 Declaration of Sponsor
     310K
3-6 Research Panellist's Confirmation of Independence
     318K
3-7 Declaration of Research Panelist
     309K
4-1 Property and Equity Securities Application and Agreement
     484K
4-2 Fixed Interest Securities Application and Agreement
     379K
4-3 Application for Quotation of Additional Securities and Agreement
     340K
4-4 Corporate Action Timetable
     311K
4-5 New Issue Announcement
     350K
5-1 Declaration by Listee
     313K
6-1 Information to be Included in Listing Particulars
     323K
6-2 Exempt Listing Particulars
     317K
6-3 Timetables
     365K
6-4 Timetables for Share Issues
     410K
7-1 Timetables for Registrations and Transfers
     323K
8-1 Notification of Substanial Interest in Securities
     309K
9-1 List of Corporate Goverance Matters
     312K
9-2 Half Yearly - Preliminary Fina Report (Equity Accounted)
     1M
10-1 Information Required in a Class 1 Circular
     308K
13-1 Constitution
     342K
13-2 Trust Deeds
     325K
14-1 Announcement of Buy Back
     334K
14-2 Changes Relating to Buy Backs
     324K
14-3 Daily Share Buy Back Notice
     317K
14-4 Final Share Buy Back Notice
     312K
15-1 The Listees' Restriction of Dealing Code
     336K
15-2 Drector's Declaration and Undertakings
     434K
15-3 Notification of Interest of Directors or related Parties
     49K
17-1 Restriction Agreement
     326K
17-2 Restrictions on Securities
     341K
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