Business Rules, Procedures, Guidance Notes, Waivers

Rules
Procedures
Guidance Notes
Waivers
 



Business Rules

In accordance with the requirements of the Corporations Act, SSX has Operating Rules for its market. Its current Operating Rules comprise Listing Rules and Business Rules.

The new SSX Business Rules took effect from 15 February 2016.

There follows details of each chapter of the current SSX Business Rules. A full set of the current Business Rules is available for download and print in PDF format. Full sets of the historical Business Rules are available here for download and print in PDF format.

There follows details of each chapter of the current SSX Business Rules:

Chapters Table of Contents  Get Adobe Acrobat Reader
1 Interpretation Rules
92K Download  Download  
2 Definitions
153K Download  Download  
3 Admission As A Market Participant
33K Download  Download  
4 Ongoing Obligations
79K Download  Download  
5 Trading Rules
132K Download  Download  
6 Client Relationships
77K Download  Download  
7 Delivery and Settlement
49K Download  Download  
8 Settlement Agents
102K Download  Download  
9 Compensation Arrangements
122K Download  Download  
10 Monitoring, Surveillance and Regulation and Regulation of Market Participant Activities
91K Download  Download  
11 Rule Enforcement Proceedings - Market Participant
99K Download  Download  
12 Disputes Between Market Participants
28K Download  Download  
13 Review Panel
40K Download  Download  
14 Supervision of A Market Participant By ASIC
83K Download  Download  
15 General
58K Download  Download  
Annexure 1 Client Disclosure Document - Minimum Terms
150K Download  Download  


Procedures


Full sets of the historical Business Rules Procedures are available here for download and print in PDF format.

Description  Get Adobe Acrobat Reader
Procedures
848K Download  Download  



Guidance Notes

Below you will find a list of Guidance Notes which are available for download in PDF format.

Guidance Description  Get Adobe Acrobat Reader
1 Removal and Rejection of Orders
348K Download  Download  
2 Circuit Breakers
448K Download  Download  

 

 

 




Waivers

Below you will find a list of Waivers which are available for download in PDF format.

Waivers Description  Get Adobe Acrobat Reader
June 2017

Business Rule Waivers Register

198K Download  Download  
May 2017

Business Rule Waivers Register

198K Download  Download  
April 2017

Business Rule Waivers Register

198K Download  Download  
March 2017

Business Rule Waivers Register

198K Download  Download  
February 2017

Business Rule Waivers Register

198K Download  Download  

January 2017

Business Rule Waivers Register
198K Download  Download  
 
 
 2016
 
 
 
 2015
 
 
 
 2014