Consultations and Amendments

Announcements and results of consultations conducted by SSX, including Listing Rule amendments, Business Rule amendments and information papers are published here.

RULES AMENDMENTS

Date Description  Download Adobe Reader
15/02/2016

Purpose of Amendments – APX Listing Rules & Procedures and APX Business Rules & Procedures Amendments for SSX name change; T+2 settlement; and clearing services:

   
  • SSX Listing Rules Lodgment 1,907K Download Download
  • SSX Listing Rules Procedures Part A 1,371K Download Download
  • SSX Listing Rules Procedures Part B 1,319K Download Download
  • SSX Business Rules Lodgment 1,296K Download Download
  • SSX Business Rules Procedures 872K Download Download
09/12/2015 Miscellaneous Business Rule Amendments (and Procedures), including in relation to change of APX name to Sydney Stock Exchange Limited. 594K Download Download
  Miscellaneous Listing Rule Amendments 1560K Download Download
  Miscellaneous Listing Rule Procedure Amendments, including in relation to change of APX name to Sydney Stock Exchange Limited. 406K Download Download

10/11/2015

Introduction of Mining and Oil & Gas Listing Rules and Guidance Notes
Mining and Oil & Gas Listing Rules Amendments:
     
  • MOG Listing Rule Amendments 329K Download Download
  • Appendix 15-3 Quarterly Cash Report 205K Download Download
  • Appendix 27-1 Oil & Gas Listees - Summary of Reserves and Resources 181K Download Download
  • Appendix 28-1 Mining Listees - Summary of Reserves and Resources 158K Download Download
  Guidance Notes:      
  • Guidance Note 2 - Listing Applications - Equity Securities 472K Download Download
  • Guidance Note 5 - Disclosure Requirements for Oil & Gas Listees  251K Download Download
  • Guidance Note 6 - Disclosure Requirements for Mining Listees 360K Download Download
16/10/2015 New Guidance Note 8 “Listing Applications – Emerging Market Applicants” 349K Download Download
09/03/2015 Purpose of Amendments - APX Business Rule Procedure Amendments and APX Business Rule Guidance Notes Relating to The APeX Trading Platform 1379K Download Download
18/11/2014 APX Business Rule Procedure Amendments and APX Business Rule Guidance Notes Relating to The APeX Trading Platform. 1440K Download Download
14/04/2014 APX Listing Rule & Procedure Amendments and APX Business Rule & Procedure Amendments relating to Corporate Actions effective from 14 April 2014. 446K Download Download
31/03/2014 APX Business Rules Procedure Amendments relating to Trade Cancellation & Trade Settlement effective from 31 March 2014. 204K Download Download
02/01/2014 Continuous Disclosure Amendments effective from 02 January 2014. 223K Download Download
07/01/2013 These APX Listing Rule amendments were made on 30 November 2012 and come into operation from 07 January 2013. 993K Download Download

CURRENT CONSULTATIONS

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PREVIOUS CONSULTATIONS in 2017

Date Description  Download Adobe Reader
01/03/2017 Purpose of Amendments – SSX Listing Rules & Appendices  Amendments for Initial Director's Interests Notice:      
  • SSX Listing Rules Consultation 222K Download Download
  • SSX Listing Rules 1,000K Download Download
  • SSX Listing Rules Appendix 18-2 315K Download Download

PREVIOUS CONSULTATIONS in 2015

Date Description  Download Adobe Reader
10/11/2015 Mining, Oil & Gas Sectors Summary of Public Consultation 462K Download Download
13/10/2015 Consultation Paper No 2 of 2015 - Introduction of clearing services for transactions executed on the APX market      
  • APX Business Rules - ASX Clear concepts based on 9 March 2015 rules Exposure Draft 773K Download Download
  • APX Business Rules Procedures - ASX Clear concepts based on 9 March 2015 rules procedures Exposure Draft 456K Download Download
23/01/2015 Consultation Paper No 1 of 2015 - Introduction of Mining and Oil & Gas Listing Rules and Guidance Notes.  1425K Download Download
  The Annexures to the consultation paper can be downloaded from:      
  • Annexure 1: MOG Listing Rule Amendments 292K Download Download
  • Annexure 2: Appendix 27-1 Oil & Gas Listees - Summary of Reserves and Resources 182K Download Download
  • Annexure 3: Appendix 28-1 Mining Listees - Summary of Reserves and Resources 158K Download Download
  • Annexure 4: Appendix 15-3 Quarterly Cash Report 166K Download Download
  • Annexure 5: Guidance Note 5 - Disclosure Requirements for Oil & Gas Listees 298K Download Download
  • Annexure 6: Guidance Note 6 - Disclosure Requirements for Mining Listees 463K Download Download

PREVIOUS CONSULTATIONS in 2014

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No Consultation