In accordance with the requirements of the Corporations Act, SSX has Operating Rules for its market. Its current Operating Rules comprise Listing Rules and Business Rules.

SSX has recently completed updates and revisions to its Listing Rules and these will take effect from 24 April 2017.

A full set of the current Listing Rules is available for download and print in PDF format. Full sets of the historical Listing Rules are available here for download and print in PDF format.

Each chapter of the SSX Listing Rules provided below:

Chapters Table of Contents Get Adobe Acrobat Reader
1 Interpretation Rules 97K
2 Definitions 219K
3 Sponsors 217K
4 Admission As A Listee 242K
5 Quotation of Securities 166K
6 Rights and Obligations attached to Securities 184K
7 Constitutions 33K
8 Restrictions on New Issues of Securities 234K
9 Buy Back and Forfeiture 151K
10 Reorganisations 92K
11 Continuous Disclosure 91K
12 Other Continuing Obligations 265K
13 Compliance with and Enforcement of these Rules 149K
14 Trading Halts, Suspensions and Removals 97K
15 Financial Information 43K
16 Major Transactions 28K
17 Transactions with Related Parties 166K
18 Directors 96K
19 Meetings 118K
20 Transfers and Registration 102K
21 Restricted Securities 98K
22 Sanctions 80K
23 Rule Enforcement Proceedings-Sponsors 37K
24 Review Panel 43K
25 Fees 148K
26 General 230K
27 Additional Continuing Obligations for Oil and Gas Listees 257K
28 Additional Continuing obligations for mining listees 323K
29 Supervision of Related Listees by ASIC 92K
Appendices Table of Contents  
3-1 Sponsor's Undertaking 34K
3-2 Sponsor's Confirmation of Independence 43K
3-3 Sponsor's Declaration 31K
4-1 Equity Securities Application and Agreement 230K
4-2 Fixed Interest Bearing Securities Application and Agreement 120K
4-3 Foreign Exempt Listing Application and Agreement 175K
5-1 Application for Quotation of Additional Securities and Agreement 53K
5-2 Declaration by Listee 36K
9-1 Announcement of Buy-Back 57K
9-2 Change Relating to Buy-Backs 35K
9-3 Daily Share Buy-Back Notice 39K
9-4 Final Share Buy-Back Notice 37K
12-1 Bonus Issue and Pro Rata Issue 69K
15-1 Half Year Report 69K
15-2 Full Year Indicative Financial Report 70K
15-3 Quarterly Cash Report 70K
18-1 Director's Declaration and Undertakings 61K
18-2 Initial Director's Interest Notice 80K
18-3 Change to Director's Interest Notice 73K
18-4 Final Director's Interest Notice 74K
21-1 Restriction Agreement 52K
21-2 Restrictions on Securities 63K
27-1 Oil & Gas Listees – Summary of Reserves and Resources 64K
28-1 Mining Listees – Summary of Reserves and Resources 62K

Guidance Notes

Below you will find a list of Guidance Notes which are available for download in PDF format.

Guidance Note Description Get Adobe Acrobat Reader
1 Sponsor Framework 286K
2 Listing Applications - Equity Securities 472K
3 Continuous Disclosure 810K
4 Trading Halts and Voluntary Suspensions 309K
5 Disclosure Requirements for Oil & Gas Listees  360K
6 Disclosure Requirements for Mining Listees  332K
7 Removals from the Official List 332K
8 Emerging Market Listees 392K
9 Dual Language Disclosures 234K
10 Waivers and In-Principle Advice 234K
11 Restricted Securities Voluntary Escrow 234K
12 Listing Suitability 337K
13 Disclosure of Director's Interests 357K

 

USE OF GUIDANCE NOTES

Guidance Notes are issued by SSX to promote commercial certainty, to reduce regulatory and compliance costs to business and to assist market participants.  SSX is available to discuss any questions you may have in relation to a Guidance Note, and to do so you can contact SSX at info@ssx.sydney

SSX may replace Guidance Notes at any time.  All relevant entities should contact SSX to ensure that they have the latest version of a Guidance Note.  As a Guidance Note is only a guide to SSX policy, practice and interpretation, entities are advised to contact SSX to discuss their particular circumstances and the resultant application of the SSX Listing Rules. SSX cannot give legal advice to entities and recommends that entities consider taking advice from a qualified professional person.

Waivers

Below you will find a list of Waivers which are available for download in PDF format.

Waivers Description Get Adobe Acrobat Reader
August 2017 Listing Rule Waivers Register 201K
July 2017 Listing Rule Waivers Register 201K
June 2017 Listing Rule Waivers Register 201K
May 2017 Listing Rule Waivers Register 198K
April 2017 Listing Rule Waivers Register 198K
March 2017 Listing Rule Waivers Register 198K
February 2017 Listing Rule Waivers Register 198K
January 2017 Listing Rule Waivers Register 198K

2016

Waivers Description Get Adobe Acrobat Reader
December 2016 Listing Rule Waivers Register 198K
November 2016 Listing Rule Waivers Register 198K
October 2016 Listing Rule Waivers Register 198K
September 2016 Listing Rule Waivers Register 198K
August 2016 Listing Rule Waivers Register 132K
July 2016 Listing Rule Waivers Register 198K
June 2016 Listing Rule Waivers Register 198K
May 2016 Listing Rule Waivers Register 198K
April 2016 Listing Rule Waivers Register 198K
March 2016 Listing Rule Waivers Register 198K
February 2016 Listing Rule Waivers Register 132K
January 2016 Listing Rule Waivers Register 198K

2015

Waivers Description Get Adobe Acrobat Reader
December 2015 Listing Rule Waivers Register 198K
November 2015 Listing Rule Waivers Register 198K
October 2015 Listing Rule Waivers Register 198K
September 2015 Listing Rule Waivers Register 176K
August 2015 Listing Rule Waivers Register 176K
July 2015 Listing Rule Waivers Register 176K
June 2015 Listing Rule Waivers Register 176K
May 2015 Listing Rule Waivers Register 176K
April 2015 Listing Rule Waivers Register 176K
March 2015 Listing Rule Waivers Register 176K
February 2015 Listing Rule Waivers Register 176K
January 2015 Listing Rule Waivers Register 176K

2014

Waivers Description Get Adobe Acrobat Reader
December 2014 APX Listing Rule Waivers Register 175K
November 2014 APX Listing Rule Waivers Register 175K
October 2014 APX Listing Rule Waivers Register 175K
September 2014 APX Listing Rule Waivers Register 175K
August 2014 APX Listing Rule Waivers Register 175K
July 2014 APX Listing Rule Waivers Register 175K
June 2014 APX Listing Rule Waivers Register 175K
May 2014 APX Listing Rule Waivers Register 175K
April 2014 APX Listing Rule Waivers Register 175K
March 2014 APX Listing Rule Waivers Register 175K
February 2014 APX Listing Rule Waivers Register 175K
January 2014 APX Listing Rule Waivers Register 175K

Miscellaneous

Below you will find a list of Miscellaneous available for download.

Miscellaneous Description Get Adobe Acrobat Reader
1 Restricted Securities Table 141K
2 Terms and Conditions for access to and use of APXConnect® 161K
3 Guide to the Relevant Provisions of Corporations Act 285K
4 New Securities Deed Poll  203K

Full sets of the historical Listing Rules Procedures are available here for download and print in PDF format.

Description Get Adobe Acrobat Reader
Procedures 1.37MB