Business Rules

In accordance with the requirements of the Corporations Act, SSX has Operating Rules for its market. Its current Operating Rules comprise Listing Rules and Business Rules.

The new SSX Business Rules took effect from 15 February 2016.

There follows details of each chapter of the current SSX Business Rules. A full set of the current Business Rules is available for download and print in PDF format. Full sets of the historical Business Rules are available here for download and print in PDF format.

There follows details of each chapter of the current SSX Business Rules:

Chapters Table of Contents Download Adobe Reader
1 Interpretation Rules 92K
2 Definitions 153K
3 Admission As A Market Participant 33K
4 Ongoing Obligations 79K
5 Trading Rules 132K
6 Client Relationships 77K
7 Delivery and Settlement 49K
8 Settlement Agents 102K
9 Compensation Arrangements 122K
10 Monitoring, Surveillance and Regulation and Regulation of Market Participant Activities 91K
11 Rule Enforcement Proceedings - Market Participant 99K
12 Disputes Between Market Participants 28K
13 Review Panel 40K
14 Supervision of A Market Participant By ASIC 83K
15 General 58K
Annexure 1 Client Disclosure Document - Minimum Terms 150K

Procedures

Full sets of the historical Business Rules Procedures are available here for download and print in PDF format.

Description Download Adobe Reader
Procedures 848K

Guidance Notes

Below you will find a list of Guidance Notes which are available for download in PDF format.

Guidance Description Download Adobe Reader
1 Removal and Rejection of Orders 348K
2 Circuit Breakers 448K

Waivers

Below you will find a list of Waivers which are available for download in PDF format.

Waivers Description Download Adobe Reader
August 2017 Business Rule Waivers Register 201K
July 2017 Business Rule Waivers Register 198K
June 2017 Business Rule Waivers Register 198K
May 2017 Business Rule Waivers Register 198K
April 2017 Business Rule Waivers Register 198K
March 2017 Business Rule Waivers Register 198K
February 2017 Business Rule Waivers Register 132K
January 2017 Business Rule Waivers Register 198K

2016

Waivers Description Download Adobe Reader
December 2016 Business Rule Waivers Register 198K
November 2016 Business Rule Waivers Register 198K
October 2016 Business Rule Waivers Register 198K
September 2016 Business Rule Waivers Register 198K
August 2016 Business Rule Waivers Register 132K
July 2016 Business Rule Waivers Register 198K
June 2016 Business Rule Waivers Register 198K
May 2016 Business Rule Waivers Register 198K
April 2016 Business Rule Waivers Register 198K
March 2016 Business Rule Waivers Register 198K
February 2016 Business Rule Waivers Register 132K
January 2016 Business Rule Waivers Register 198K

2015

Waivers Description Download Adobe Reader
December 2015 Business Rule Waivers Register 176K
November 2015 Business Rule Waivers Register 176K
October 2015 Business Rule Waivers Register 176K
September 2015 Business Rule Waivers Register 176K
August 2015 Business Rule Waivers Register 176K
July 2015 Business Rule Waivers Register 176K
June 2015 Business Rule Waivers Register 176K
May 2015 Business Rule Waivers Register 176K
April 2015 Business Rule Waivers Register 176K
March 2015 Business Rule Waivers Register 176K
February 2015 Business Rule Waivers Register 176K
January 2015 Business Rule Waivers Register 176K

2014

Waivers Description Download Adobe Reader
December 2014 APX Business Rule Waivers Register 175K
November 2014 APX Business Rule Waivers Register 175K
October 2014 APX Business Rule Waivers Register 175K
September 2014 APX Business Rule Waivers Register 175K
August 2014 APX Business Rule Waivers Register 175K
July 2014 APX Business Rule Waivers Register 175K
June 2014 APX Business Rule Waivers Register 175K
May 2014 APX Business Rule Waivers Register 175K
April 2014 APX Business Rule Waivers Register 175K
March 2014 APX Business Rule Waivers Register 175K
February 2014 APX Business Rule Waivers Register 175K
January 2014 APX Business Rule Waivers Register 175K